Banc One Investment Advisors Settlement
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Settlement Update:

Effective February 19, 2008 all check processing has been completed and the Fund Administrator will be unable to issue further check payments.

For general settlement related questions, please call the Fund Administrator toll free at 1-800-261-0282 and leave a message. We will return your call promptly.

Links & Related Documents

A copy of the Securities and Exchange Commission Order Instituting Administrative Proceedings against Banc One Investment Advisors, along with other related documents, can be obtained by accessing the below links:
LINKS TO THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Order Instituting Administrative Proceedings - Banc One Investment Advisors, June 29, 2004
http://www.sec.gov/litigation/admin/ia-2254.htm

Order Approving a Modified Distribution Plan - May 9, 2007
http://www.sec.gov/litigation/admin/2007/34-55730.pdf

Approved Modified Plan of Distribution - May 9, 2007
http://www.sec.gov/litigation/admin/2007/34-55730-mdp.pdf

Order Directing Disbursement of Fair Fund - July 10, 2007
http://www.sec.gov/litigation/admin/2007/34-56038.pdf


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