Banc One Investment Advisors Settlement
Home | Settlement Summary | Links & Related Documents | F.A.Q. | Tax Information | NRA Information | Contact Information

Settlement Update:

Effective December 29, 2009 the Banc One Fair Fund distribution is terminated. Below is a link to the SEC Order directing termination.

http://sec.gov/litigation/admin/2009/34-61252.pdf

The distribution website will be available through July of 2010 to assist you with any further questions.

Tax Information

The Banc One Fair Fund has issued a "Statement to Eligible Investors," a document that provides tax information related to this settlement. A copy of the Statement to Eligible Investors can be found at the following link:
» View the Statement to Eligible Investors: PDF    Word
"Substitute IRS W-4P/W-9 form(s)". If the eligible One Group funds you held were in a retirement account and you wish to have your settlement check re-issued payable to yourself, you will need to use these forms. In the event of a deceased situation, the beneficiary form would apply and will need to be completed by each beneficiary of record.
» Reissue IRA Distribution Form: PDF    Word
» Beneficiary Reissue IRA Distribution Form: PDF    Word
» Reissue Distribution Form: PDF    Word
» Beneficiary Reissue Distribution Form: PDF    Word

As always, you should consult your financial advisor or tax professional to determine the potential tax consequences and appropriate tax treatment for your situation.




Home | Description of the Settlement | Links & Related Documents | Frequently Asked Questions | Tax Information | Contact Information